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LPL Financial

San Diego, CA and Fort Mill, SC

Website:

https://www.lpl.com/

6413

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San Diego, CA and Fort Mill, SC

Website:

https://www.lpl.com/

Leadership Interview

Company Details

Approximate AUM

$1,700,000,000,000

Fee model

Hybrid Flexible

Number of employees

8000

Custodians

LPL

Description

Formed in 1989 through the merger of two small brokerage firms, Linsco and Private Ledger, LPL was designed as an alternative to traditional Wall Street firms. The founders’ revolutionary vision was centered around helping financial professionals build competitive businesses while they served their clients’ best interests—treating them like people, not accounts. That remains true of LPL today.

Locations

1055 LPL Way Fort Mill SC 29715

201 Washington Street, Suite 300 Boston MA 2108

500 E. Rio Salado Parkway Building 4, Floor 3 Tempe AZ 85281

13620 Ranch Road 620 N Austin TX 78717

Services Offered

Financial Planning

Portfolio Management

Estate Planning

Insurance

Qualified / Non Qualified Plans

Retirement / Income Planning

Corporate Trustee Services

Recent News

LPL Financial Welcomes Goodwin Petrilli Financial

LPL Financial LLC, announced today that financial advisors Randy Petrilli, Matt Goodwin, Travis Whitaker and Jeff McWhorter of Goodwin Petrilli Financial have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The advisors reported having approximately $205 million in advisory, brokerage and retirement plan assets*. They join LPL from Cambridge Investment Research.

LPL Financial Welcomes Financial Advisor William Fenwick

LPL Financial Welcomes Eight Financial Advisors in Florida

LPL Financial LLC, announced today that a group of advisors in St. Petersburg, Fla., have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $450 million in advisory and brokerage assets* and join LPL from Raymond James.

LPL Financial Replaces Fired CEO

LPL Financial named Chief Growth Officer Rich Steinmeier as its permanent CEO, three weeks after the company’s board of directors said it fired former CEO Dan Arnold for making statements to employees that violated the company’s code of conduct. The wealth management company also gave CFO Matthew Audette the additional title of president and expanded his role. The appointments are effective immediately, according to the company. Steinmeier...

LPL Financial Shares Just Hit a Record High. Earnings Blew Past Estimates.

LPL Financial shares surged to an all-time high Thursday morning after the company posted third-quarter results that handily topped analysts’ estimates. On Wednesday afternoon, the nation’s largest independent broker-dealer reported adjusted earnings of $4.16 a share, 12% ahead of the FactSet consensus forecast of $3.71. Third-quarter adjusted EPS was 11% ahead of the same period last year. Total...

LPL Financial Welcomes Northern Plains Financial

LPL Financial LLC, announced today that financial advisors with Northern Plains Financial have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $225 million in advisory, brokerage and retirement plan assets* and join LPL from Cetera.

LPL Financial Appoints Tom Gannon as Chief Advocacy Officer

LPL Financial LLC, a leader in the wealth management industry, announces the appointment of Tom Gannon as executive vice president and chief advocacy officer. Gannon, who brings more than 25 years of extensive experience in government relations across various financial services companies to LPL, will report to Althea Brown, chief legal officer, and will oversee an established team of policy analysts and lobbyists.

LPL Financial CFO Matt Audette Discusses Business and Financial Performance

We’ve recently made a few announcements about our expenses, including the purchase of AdvisoryWorld, a leading provider of digital solutions serving the wealth management industry. Can you share details about how LPL has increased its levels of investments over the past few years?

LPL optimistic on future as RIA book buyer

CFO Matt Audette estimated that the independent brokerage giant has the capacity to complete 30-40 deals a year, involving both advisors on its corporate RIA and custody platform and non-affiliates.

LPL Q3 Earnings Beat Estimates; Firm Adds 224 Net New Advisors

LPL Financial’s third quarter earnings came in at $4.16 of adjusted earnings per share, beating estimates of $3.71 per share. That $0.45 bump represented an 11% increase year-over-year.

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video Overview

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Advisor Value Proposition

Business Enhancements

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Planning Support

Operational Support

Expansion of Services

Organic Growth

Practice Management

Organic Growth

Growth Channels

[Service]

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AUM Growth

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Technology

Overview

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Client Experience

General Overview of Client Experience

Planning Philosophy and Implementation

Investment Management Philosophy

Investment Management Implementation

Investment Management Team

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Data Room

Investment Management

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Qualified / Non Qualified Plans

Retirement / Income Planning

Corporate Trustee Services

LPL Financial

Company Details

Locations

Services Offered

Recent News

Acquisitions

Success

Leadership Team

Department Heads

Advisor Value Proposition

Organic Growth

AUM Growth

Technology

Points of Alignment

Acquisition Model

Client Experience

Data Room

LPL Financial's Ideal Partner

Company Videos

Ready to show your interest to the buyer?

LPL Financial

Company Details

Locations

Services Offered

Recent News

Acquisitions

Success

Leadership Team

Department Heads

Advisor Value Proposition

Organic Growth

AUM Growth

Technology

Points of Alignment

Acquisition Model

Client Experience

Data Room

LPL Financial's Ideal Partner

Company Videos

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